Scotia Capital (USA) Inc. (“SCUSA”) is registered with the U.S. Commodity Futures Trading Commission (“CFTC”) as a futures commission merchant. The below information is provided pursuant to CFTC rules to assist SCUSA clients in making an informed decision when choosing a futures commission merchant.
A paper copy of the below will be provided upon request. Please contact CFTCDisclosures@scotiabank.com. Additional information regarding how Scotia Capital (USA) Inc. invests and holds customer funds can be found on the NFA website. Financial information on all futures commission merchants is available from the CFTC.
|Title / Description||Document Type|
|CFTC Prescribed Disclosure|
|SCUSA Bespoke Disclosure|
|Monthly Financial Statements|
|Annual Financial Statements|
|CFTC 2016 Schedules|