SEC finally adopts a rule for ETFs
September 30, 2019SEC finally adopts a rule for ETFs
Last week, the CSA finalized its cheerfully-titled package of Client Focused Reforms (which were proposed and commented on last year). Among (many) other things, the reforms raise the bar on advisors that collect trailing commissions from fund managers. We discuss what’s going on and why we think it could lead to an acceleration of the move to fee-based advisory in Canada.
For questions or more expert ETF insights, please contact:
Director, Head of ETF Services
Director, ETF Services
Associate Director, Electronic Execution Services
Managing Director, Head of Execution Solutions